Скачать с ютуб Series 7 Exam Prep Initial Public Offerings (IPOs) '33 Prospectus Act. SIE Exam and Series 6 too. в хорошем качестве

Series 7 Exam Prep Initial Public Offerings (IPOs) '33 Prospectus Act. SIE Exam and Series 6 too.

Reg A+ Tier 2 has been raised to $75 million. 00:0o Introduction 04:01 The Securities Act of 1933. The prospectus or paper act. 04:45 Primary market versus secondary market 09:29 Practice question primary market versus secondary market 13:32 Exemptions or safe harbors from registration requirements of '33 and the Uniform Securities Act (USA) 20:33 Practice question 22:31 Regulation A+ 24:39 Rule 147 an intrastate offering of securities 28:54 Rule 144A. Qualified institutional buyers (QIB). 30:36 PIPEs Private Investments in Public Entities 32:17 Reg D private placements. Accredited investors. 36:18 Rule 144A practice question 37:08 Accredited investors practice question 37:30 Best efforts underwritings 40:04 Firm commitment underwritings 42:46 Underwriting spread 48:59 Components of the spread 53:21 Very important answer set 53:46 Divided (western) syndicates versus Undivided (eastern) syndicates 100:33 Typo on Edward D Jones slide. Selling group members get it from syndicate members at 9:50. 1:03:45 Syndicate desk practice question 1:04:09 Cooling off period 1:05:06 Red herring also known as the preliminary prospectus 1:05:26 Indications of interest (IOIs) 1:10:28 Shelf registrations 1:12:40 Practice question