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Master The Series 63/65 & 66 Exams: Unmissable Securities Law Questions You Need To Succeed!

It's that time of the week again! Suzy's QUESTIONS OF THE WEEK! Welcome to PassMasters’ Questions of the Week with Suzy Rhoades, our expert securities exam prep instructor. In this video, Suzy will cover 10 questions related to the topic of Regulation of Agents of Broker-Dealers using questions presented directly from our securities exam prep licensing courses. These are law questions! You can expect them to be long and wordy on the exam. Series 63 Online Video Course with Suzy https://passmasters.com/securities/se... Series 65 Online Video Course with Suzy https://passmasters.com/securities/se... Series 66 Online Video Course with Suzy https://passmasters.com/securities/se... Are you studying for another securities license exam? Chances are Suzy can help you there too. To see all of Suzy's securities exam prep course offerings, check out the following page of our site: https://passmasters.com/securities-ex... Check out Connie's feedback about Suzy's Series 65 course below and check our site to see what others have to say about their experience preparing for their securities exams: https://passmasters.com/testimonials/ “I just passed my Series 65 on the first try after taking Suzy’s online course. I used to teach licensing classes, And Suzy is by far the best instructor I have ever seen. I’ve struggled for two years trying to get through Kaplan’s material. I will pick it up and put it down, pick it up and put it down. Somebody told me about Suzy’s course. I reviewed her material once and scored a 91% on her practice exam. She really does teach to the test. If she doesn’t teach it, you don’t need to know it for the test. And what you do need to know, she tells in such an engaging way that you will remember it.” Connie - Series 65 student We will be posting questions of the week-type videos frequently, so please make sure to subscribe to our page and activate notifications. Do you have questions about anything covered in this video? Or about any of the securities exams in general? Post a comment, and we will respond asap. Thanks for viewing, and happy studies! #series63exam #series65exam #series66exam #63examprep #65examprep #66examprep #suzyrhoades Contents of this video 0:00 - Welcome 0:33 - Practice Question 1 – Agent’s suspension 2:03 - Practice Question 2 – Form to report disciplinary actions 3:01 - Practice Question 3 – Consent to service of process 3:33 - Practice Question 4 – Statutory Disqualification 4:25 - Practice Question 5 – Individual selling non-exempt securities for the issuer 5:12 - Practice Question 6 – Allowable activities after registration is submitted 5:59 - Practice Question 7 – Agent moved 6:43 - Practice Question 8 – USA agent registration requirements 7:29 - Practice Question 9 – Agent registers where 8:26 - Practice Question 10 – Individual selling securities for brokerage firm 9:17 - Recap